Operations Compliance Risk essor
Posted on :
11-09-2024
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1 Vacancy
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Job Description
Operations / Compliance Risk Assessor
2 or 3 days 15 to 20 hours per week
Salary up to 15k per annum
An opportunity has arisen for an experienced part-time Operations Risk Assessor to work within a broking team. You will play a crucial role in safeguarding the integrity and efficiency of their operations.
The ideal candidate would have a Broker or auditing background and have a Cert CCI
You will be required to work in the office initially and then on to hybrid after a certain period.
You will not only ensure strict compliance with regulatory requirements but also proactively identify areas for improvement.
* Audit Preparation
* Compliance and Internal Controls
* Audit Documentation
* Audit Communication
* Management Reporting
* Complaint Responses
* Regulated Agents List
* Conduct Risk Reporting
* Continuous Learning
* Department and Organizational Enhancement:
* Additional Duties:
At KHR we take care to ensure that you are represented as well as possible so it is worth checking your CV for layout, spelling and grammar as well as making sure it is up to date before you submit. If you feel you need to highlight particular qualifications, skills or relevant experience with regards to a specific role then please add a cover letter or a preface page. This does not need to be formatted in the same manner. In addition, if your CV is heavy with graphics etc, please could you also submit a "clean" copy in Word. Thank you.
KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy. KHR - Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online for job alerts, industry updates and market...
2 or 3 days 15 to 20 hours per week
Salary up to 15k per annum
An opportunity has arisen for an experienced part-time Operations Risk Assessor to work within a broking team. You will play a crucial role in safeguarding the integrity and efficiency of their operations.
The ideal candidate would have a Broker or auditing background and have a Cert CCI
You will be required to work in the office initially and then on to hybrid after a certain period.
You will not only ensure strict compliance with regulatory requirements but also proactively identify areas for improvement.
* Audit Preparation
* Compliance and Internal Controls
* Audit Documentation
* Audit Communication
* Management Reporting
* Complaint Responses
* Regulated Agents List
* Conduct Risk Reporting
* Continuous Learning
* Department and Organizational Enhancement:
* Additional Duties:
At KHR we take care to ensure that you are represented as well as possible so it is worth checking your CV for layout, spelling and grammar as well as making sure it is up to date before you submit. If you feel you need to highlight particular qualifications, skills or relevant experience with regards to a specific role then please add a cover letter or a preface page. This does not need to be formatted in the same manner. In addition, if your CV is heavy with graphics etc, please could you also submit a "clean" copy in Word. Thank you.
KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy. KHR - Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online for job alerts, industry updates and market...
Operations / Compliance Risk Assessor
Employment Type
Full Time
Company Industry
Department / Functional Area
Key Skills
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