Head of Compliance mfd

Our client an international Corporate Bank is seeking an experienced and highly motivated Head of Compliance to lead their compliance department. This pivotal role ensures that the bank operates within the legal and regulatory framework while upholding the highest standards of integrity and ethical conduct.

Tasks

Compliance Management:

• Develop implement and maintain the banks compliance policies and procedures.
• Ensure the banks operations comply with all applicable laws and regulations including AML KYC and GDPR.
• Monitor and report on compliance risks addressing any issues promptly and effectively.
• Oversee the compliance training program for all employees to ensure understanding and adherence to regulatory requirements.

Regulatory Affairs:

• Liaise with regulatory bodies and manage all regulatory submissions and inquiries.
• Stay updated with regulatory changes and advise the management on necessary actions.
• Coordinate and manage regulatory inspections and audits.

Risk Assessment:

• Conduct regular risk assessments and develop mitigation strategies.
• Implement compliance monitoring and testing programs to identify and address potential risks.

Leadership:

• Lead and mentor the compliance team fostering a culture of compliance and ethical behavior.
• Provide guidance and support to other departments on compliancerelated matters.
• Report to the senior management and the board on the status of the compliance program.

Policy Development:

• Draft and revise compliance policies and procedures to reflect changes in regulations and best practices.
• Ensure policies are effectively communicated and understood across the organization.

Investigations:

• Conduct internal investigations into compliance violations and ensure appropriate corrective actions are taken.
• Maintain records of investigations and report findings to senior management.

Requirements

• Bachelors degree in Law Finance Business Administration or related field.
• A Masters degree or relevant professional certifications (e.g. CAMS CCEP) are a plus.
• Several years of experience in compliance within the banking or financial services industry.
• Strong knowledge of German and European banking regulations.
• Proven leadership skills with the ability to manage and develop a team.
• Excellent analytical communication and interpersonal skills.
• Ability to work effectively with senior management and regulatory authorities.
• Proficiency in German and English.

Benefits

• Flexible working hours
• Opportunities for continuous learning and professional development including support for certifications and advanced degrees.
• pension plan to ensure your financial security.
• Collaborative and inclusive work environment with a strong emphasis on teamwork and mutual respect.
• lunch allowance

Interested candidates are invited to submit their resume detailing their qualifications and experience.

Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.