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We are looking for Chief Compliance Officer for our client located in BGC
Salary: Up to 200K
Setup: Onsite
Job Description for Chief Compliance Officer:
Group/Div./Dept.: Compliance Division
Level: Senior Manager Vice President
Supervision Received: BoardLevel Committee President
Supervision Exercised: General Regulation Compliance Officer AMLTF Compliance Specialist
Relationships: Board of Directors Senior Management compliance coordinators all units of the Bank
Job Summary
1. It shall have the right to obtain access to information necessary to carry out its compliance responsibilities;
2. It shall have the right to conduct investigations of possible breaches of the compliance policy either directly or indirectly through the other existing control units in the bank;
3. It shall have full and direct access to the BOD and the appropriate Corporate Governance Committee.
4. Conduct an independent compliance testing and reviews in accordance with the approved Compliance Testing Program;
5. Perform investigations for perceived systemic prevalence of risks and to sufficiently address any identified breaches through the implementation of action items in coordination with the Business and Operations Units;
6. Foster a strong working relationship with the regulators (Central Point of Contact Supervision and Examination group the AntiMoney Laundering Specialist Group antimoney Laundering Council and other regulatory agencies.
7. Implement a comprehensive compliance training program for all Officers and Staff with respect to the Compliance System/Program.
8. The Division Head is expected to perform the above duties and responsibilities in accordance with the existing policies of the Bank and Bangko Sentral ng Pilipinas
Minimum Qualifications:
Remote Work :
No
Full Time