Senior Auditor -Retail Assets Large Private Bank

Role : Manager/ Sr. Manager

Job Purpose :

• Audit of various functions assigned from time to time.

• Review of Process notes / Policy

• Review of UAT

• Compliance and Follow up

Job Responsibilities

• Carry out audits under supervision of Seniors first level discussion with auditee & drafting the report for review & release for Seniors
• Review of compliance to various internal processes
• Review of existing process and procedures and suggest areas of improvement
• Constantly updating the Audit check list/ Standard Audit Procedure
• Identifying Audit exceptions in the areas under review and discussion of same with Unit /Regional Heads
• Collating the Audit report (including Audit review carried out by Junior Auditors)
• Submission of an accurate and factually correct Draft Audit Report to the Team Head within the defined turnaround times
• Updation of Audit Data Base on an event basis.
• Follow up for Audit responses and review compliances for appropriate closure.
• Completion of SOX assignment within the time frames assigned by senior management.
• Review of new products procedures & system implementations

Requirement

Experience : Minimum 5 Years and above

Education : Graduate /Post Graduate

Technical Skills : Must be good in Advance Excel.

Audit,Retail asset,compliance,advance excel