Manager - Regulatory Reporting

Transaction Reporting and Regional Ops Management

About the Department:

The transaction reporting function is responsible for the EMIR SFTR MiFID II MAS HKMA FSA and Bank of Italy transaction reporting and exception management processes in partnership with our technology team as well as providing support for regulatory change projects within the EMEA and APAC regions. Regional trading volume growth expansion into new markets and the increasing rigor of regional regulations has led to the expansion of opportunities for the team.

Overview of the Position:

The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities through performance of completeness and accuracy reconciliations however the role will also include support of change management projects and processes in line with the everchanging regulatory landscape.

These initiatives would include streamlining of MiFID II SFTR & EMIR RTS 2.0 processes as well as enhancements to internal infrastructure to support current regulatory requirements. This role is appropriate for an experienced regulatory reporting SME. This position will oversee the APAC regional coverage of wider team of CIB Operations.

Location: Bangalore India.

Shifts: 6:30 AM 3:30 PM (should be flexible basis the business requirement)

Responsibilities: The successful candidate will be expected to:

• Perform the daily completeness and accuracy in reconciliation processes in a timely and accurate manner to meet Regulatory Reporting obligations.
• Perform investigations on breaks and identify the rootcause for exceptions.
• Maintenance and enhancement of governance documents (eg. Process flows and procedures).
• Provide analytical and SME support to regulatory change projects.
• Coordinate testing support to regulatory change projects with local SMEs.
• Work with Compliance and Legal team partners on rule interpretations for regulatory change.
• Deliver timely and accurate MI to Operations & Compliance management.
• Operational Risk & Issue Management.
• Oversee the handoffs and escalations of wider CIB Ops team during the APAC time zone.
• Provide the supervisory coverage and administrative support for CIB Ops APAC team.

Qualification/Skills/Experience Required:

The candidate needs to be a selfmotivated and have 12 years experience in transaction reporting operations and be able to demonstrate a working knowledge on Regulatory Reporting along with Corporate & Investment Banking operations.

• MBA or an advanced degree.
• Knowledge of transaction reporting operations including EMIR MiFIR / MiFID I & II FSA MAS HKMA requirements.
• Product knowledge in OTC Derivatives Fixed Income and Equities.
• Excellent presentation skills effective written and verbal communication skills should be comfortable dealing with senior management.
• Consultative in approach understanding and anticipating business partner needs and proactively delivering solutions.
• Experience of working with project and technology stakeholders to deliver change.
• Proficient with Microsoft Excel (VBA preferred).