Audit Supervisor - Global Markets Trade SurveillanceMarket Conduct

At Bank of America we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients teammates communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. Were devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical emotional and financial wellbeing.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multifaceted approach for flexibility depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn grow and make an impact along with the power to make a difference. Join us!

Job Description:
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests assessing issues for business impact and recommending severity ratings and establishing business partner relationships. Job expectations include evaluating the control environment fostering an inclusive work environment applying product business and technical expertise and supporting team members with development.

Responsibilities:

• Executes audit strategy for the sound application of riskbased auditing by defining audit scope and audit programs and leverages automation and innovative methods in a timely and high quality manner
• Exercises sound knowledge of product business and technical expertise to effectively challenge management to improve the control environment
• Assesses impacts to business processes controls and strategies to provide recommendations on severity ratings
• Provides input on draft audit reports and shares audit results with business leaders
• Supports the development of peers and teams through onthejobtraining and fosters an inclusive work environment
• Establishes business partner relationships primarily with line management to develop business knowledge
• Uses innovative tools to complete audit activities more efficiently (e.g. testing)

Required Qualifications:

• 45 years in audit or in a compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income Currencies and Commodities asset classes.
• Audit or risk control risk/controls background in financial services
• Intermediate Analytical / Automation Skills (SQL SAS Excel and Access)
• Bachelors degree

Skills:

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Risk Management
• Attention to Detail
• Automation
• Business Acumen
• Project Management
• Technical Documentation
• Coaching
• Critical Thinking
• Relationship Building
• Written Communications