ASVP - Regulatory
نُشرت في :
22-06-2024
صاحب العمل نشط
حالة تأهب وظيفة
سيتم تحديثك بأحدث تنبيهات الوظائف عبر البريد الإلكترونيValid email field required
أرسل الوظائف
شارك هذه الوظيفة
أرسل لي وظائف مشابهة
حالة تأهب وظيفة
سيتم تحديثك بأحدث تنبيهات الوظائف عبر البريد الإلكترونيValid email field required
أرسل الوظائف
الوصف الوظيفي
Oversee the operations of all departments namely Membership ISC Inspection Audit IGC at the regional office and ensure that they perform as per stated guidelines and standards.
Liaise with the external regulators like SEBI Ministry of Corporate Affairs Police Officials Directorate of Enforcement Income Tax department Economic Office Wing.
Reply to SEBI regional office queries and manage directives and requests coming from them; discuss it with Head Office whenever needed depending on the nature of the issue.
Address member queries and expectations in a tactical manner.
Conduct familiarisation programmes / trainings for brokers in order to help them to comply with new rules and regulations provided by SEBI.
Keep self updated regarding the market developments and movements in order to be able to manage member needs expectations and commitments.
Assess & Escalate issues of concern to Senior management
Respond to and manage escalations regarding regional issues if any from the second line managers at the regional office
Liaise with the external regulators like SEBI Ministry of Corporate Affairs Police Officials Directorate of Enforcement Income Tax department Economic Office Wing.
Reply to SEBI regional office queries and manage directives and requests coming from them; discuss it with Head Office whenever needed depending on the nature of the issue.
Address member queries and expectations in a tactical manner.
Conduct familiarisation programmes / trainings for brokers in order to help them to comply with new rules and regulations provided by SEBI.
Keep self updated regarding the market developments and movements in order to be able to manage member needs expectations and commitments.
Assess & Escalate issues of concern to Senior management
Respond to and manage escalations regarding regional issues if any from the second line managers at the regional office
Role Description for: ASVP Regulatory
To manage all regulatory operations at KRO.
To liaise with external regulators and trading members from the region.
To empower Investors about the companys products and services and inculcate safe market practises
To manage all regulatory operations at KRO.
To liaise with external regulators and trading members from the region.
To empower Investors about the companys products and services and inculcate safe market practises
نوع التوظيف
دوام كامل
المهارات المطلوبة
- الشعر والتجميل
- المرافق والمنشآت
- دعم تكنولوجيا المعلومات
- مصرف
- ASP.NET MVC
الإبلاغ عن هذه الوظيفة
إخلاء المسؤولية: د.جوب هو مجرد منصة تربط بين الباحثين عن عمل وأصحاب العمل. ننصح المتقدمين بإجراء بحث مستقل خاص بهم في أوراق اعتماد صاحب العمل المحتمل.
نحن نحرص على ألا يتم طلب أي مدفوعات مالية من قبل عملائنا، وبالتالي فإننا ننصح بعدم مشاركة أي معلومات شخصية أو متعلقة بالحسابات المصرفية مع أي طرف ثالث. إذا كنت تشك في وقوع أي احتيال أو سوء تصرف، فيرجى التواصل معنا من خلال تعبئة النموذج الموجود على الصفحة اتصل بنا
